-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1xWB3JDZ/PHZYwtQSyiIZwlWCzMUGqyB6tOwVQc//7l95Jqd1rmw5std9vRyTTC oR4eCJE7Jd5Br7+tcjaA4Q== 0001388296-08-000048.txt : 20081030 0001388296-08-000048.hdr.sgml : 20081030 20081030135032 ACCESSION NUMBER: 0001388296-08-000048 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081030 DATE AS OF CHANGE: 20081030 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL RICHARD D CENTRAL INDEX KEY: 0001388296 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 9736619000 MAIL ADDRESS: STREET 1: C/O PROFESSIONAL SECURITY TECHNOLOGIES STREET 2: 43 RIVER ROAD CITY: NUTLEY STATE: NJ ZIP: 07110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Henry Bros. Electronics, Inc. CENTRAL INDEX KEY: 0001099918 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 223690168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-62411 FILM NUMBER: 081150436 BUSINESS ADDRESS: STREET 1: 280 MIDLAND AVE CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 2017946500 MAIL ADDRESS: STREET 1: 280 MIDLAND AVE CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSIFIED SECURITY SOLUTIONS INC DATE OF NAME CHANGE: 20011228 FORMER COMPANY: FORMER CONFORMED NAME: INTEGCOM CORP DATE OF NAME CHANGE: 19991129 SC 13D/A 1 amendment5schedule13d.txt SCHEDULE 13D AMENDMENT 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (AMENDMENT No. 5) COVER PAGE Name of Issuer: Henry Bros. Electronics, Inc. Title of Class of Securities: Common CUSIP Number: 426286100 Richard D. Rockwell c/o Professional Security Technologies, LLC 43 River Road Nutley, NJ 07110 Phone: 973-661-9000 Date of Event which Requires Filing of this Statement: October 24, 2008 CUSIP No.: 426286100 1. Names of Reporting Persons. Richard D. Rockwell 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) Not Applicable (b) Not Applicable 3. SEC Use Only _____________________________________ 4. Source of Funds (See Instructions). PF 5. Check if Disclosure of Legal Proceedings Not Applicable 6. Citizenship or Place of Organization: United States of America Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 2,042,491 (Includes 2,000 shares underlying unexercised stock options) 8. Shared Voting Power Not Applicable 9. Sole Dispositive Power 2,402,491 (Includes 2,000 shares underlying unexercised stock options) 10. Shared Dispositive Power Not Applicable 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 2,402,491 Shares (Includes 2,000 shares underlying unexercised stock options) 12. Not Applicable 13. Percent of Class represented by Amount in Row (11): 34.5 % 14. Type of Reporting Person: IN Schedule 13D Amendment 5 Item 1. Security and Issuer Class: COMMON Issuer: Henry Bros. Electronics, Inc. 17-01 Pollitt Drive Fair Lawn, NJ 07410 Item 2. Identity and Background (a) Richard D. Rockwell (b) Richard D. Rockwell c/o Professional Security Technologies, LLC 43 River Road Nutley, NJ 07110 (c) Owner & Chairman Professional Security Technologies, LLC 43 River Road Nutley, NJ 07110 (d) No Convictions (e) NONE (f) United States of America Item 3. Source and Amount of Funds or Other Consideration Securities were purchased using personal funds. Item 4. Purpose of Transaction (a) No formal plan at this time. (b) No formal plan at this time. (c) No formal plan at this time. (d) No formal plan at this time. (e) Not Applicable (f) No formal plan at this time. (g) Not Applicable (h) Not Applicable (i) Not Applicable Item 5. Interest in Securities of the Issuer (a) The Reporting Person is the direct and beneficial owner of 2,402,491 shares of Common Stock (including 2,000 shares underlying unexercised stock options), representing 34.5 % of the issued and outstanding shares of Common Stock of the Company, based upon a total of 5,922,865 shares of Common Stock outstanding on August 10, 2008 as indicated by the Company. (b) The Reporting Person has the sole power to vote and to direct the vote and to dispose or to direct the disposition of such shares, except that the Reporting Person will not have the right to vote the 2,000 shares underlying the stock options until such options are exercised and the shares are acquired. (c) The information below states all transactions by the Reporting Person in the securities of the Issuer since the last Schedule 13D filing dated August 26, 2008. The following transactions were effected through Schwab via internet trading. Trade Date Action Amt. Price 08/28/2008 Buy 300 $6.10 08/28/2008 Buy 699 $6.16 08/28/2008 Buy 100 $6.20 08/28/2008 Buy 350 $6.22 08/28/2008 Buy 650 $6.28 08/28/2008 Buy 100 $6.34 08/29/2008 Buy 100 $6.35 08/29/2008 Buy 300 $6.288 08/29/2008 Buy 100 $6.288 08/29/2008 Buy 200 $6.288 08/29/2008 Buy 200 $6.35 08/29/2008 Buy 200 $6.35 08/29/2008 Buy 300 $6.35 08/29/2008 Buy 700 $6.35 08/29/2008 Buy 100 $6.339 08/29/2008 Buy 500 $6.348 08/29/2008 Buy 100 $6.408 08/29/2008 Buy 400 $6.408 08/29/2008 Buy 100 $6.468 08/29/2008 Buy 200 $6.37 08/29/2008 Buy 100 $6.469 08/29/2008 Buy 300 $6.469 08/29/2008 Buy 100 $6.528 09/02/2008 Buy 100 $6.45 09/02/2008 Buy 300 $6.50 09/02/2008 Buy 100 $6.423 09/02/2008 Buy 100 $6.423 09/02/2008 Buy 200 $6.48 09/02/2008 Buy 400 $6.48 09/02/2008 Buy 200 $6.48 09/02/2008 Buy 600 $6.536 09/02/2008 Buy 6 $6.50 09/02/2008 Buy 100 $6.548 09/02/2008 Buy 100 $6.548 09/02/2008 Buy 200 $6.596 09/02/2008 Buy 200 $6.596 09/02/2008 Buy 100 $6.596 09/02/2008 Buy 100 $6.656 09/02/2008 Buy 200 $6.776 09/02/2008 Buy 400 $6.854 09/02/2008 Buy 100 $6.902 09/02/2008 Buy 94 $6.86 09/02/2008 Buy 600 $6.818 09/02/2008 Buy 200 $6.818 09/02/2008 Buy 200 $6.818 09/02/2008 Buy 300 $6.818 09/02/2008 Buy 100 $6.896 09/02/2008 Buy 400 $6.896 09/02/2008 Buy 100 $6.956 09/02/2008 Buy 200 $6.956 09/02/2008 Buy 200 $6.956 09/02/2008 Buy 200 $6.964 09/02/2008 Buy 200 $7.00 09/02/2008 Buy 100 $7.00 09/02/2008 Buy 500 $6.86 09/02/2008 Buy 500 $6.936 09/02/2008 Buy 200 $6.936 09/02/2008 Buy 100 $6.976 09/02/2008 Buy 65 $7.00 09/02/2008 Buy 135 $6.976 09/02/2008 Buy 100 $6.992 09/02/2008 Buy 300 $6.992 09/02/2008 Buy 100 $6.992 09/02/2008 Buy 100 $7.032 09/02/2008 Buy 100 $7.032 09/02/2008 Buy 100 $7.032 09/02/2008 Buy 200 $7.032 09/02/2008 Buy 300 $7.032 09/02/2008 Buy 100 $7.024 09/02/2008 Buy 200 $7.032 09/02/2008 Buy 1000 $7.032 09/02/2008 Buy 200 $7.032 09/03/2008 Buy 500 $6.68 09/03/2008 Buy 500 $6.736 09/03/2008 Buy 500 $6.796 09/03/2008 Buy 500 $6.856 09/03/2008 Buy 300 $6.856 09/03/2008 Buy 500 $6.916 09/03/2008 Buy 200 $6.976 09/03/2008 Buy 500 $6.976 09/03/2008 Buy 500 $7.00 09/03/2008 Buy 5 $7.00 09/03/2008 Buy 600 $6.976 09/03/2008 Buy 95 $7.00 09/03/2008 Buy 100 $7.046 09/03/2008 Buy 400 $7.00 09/03/2008 Buy 5 $7.046 09/03/2008 Buy 44 $6.99 09/08/2008 Buy 500 $7.09 09/08/2008 Buy 200 $7.09 09/08/2008 Buy 100 $7.147 09/08/2008 Buy 200 $7.115 09/08/2008 Buy 700 $7.165 09/08/2008 Buy 100 $7.135 09/08/2008 Buy 400 $7.165 09/08/2008 Buy 300 $7.192 09/08/2008 Buy 162 $7.165 09/08/2008 Buy 38 $7.192 09/08/2008 Buy 200 $7.193 09/08/2008 Buy 800 $7.25 09/08/2008 Buy 500 $7.038 09/08/2008 Buy 100 $7.098 09/08/2008 Buy 400 $7.098 09/08/2008 Buy 500 $7.158 09/08/2008 Buy 500 $7.218 09/08/2008 Buy 1000 $7.22 09/08/2008 Buy 251 $7.22 09/10/2008 Buy 100 $6.86 09/11/2008 Buy 400 $6.80 09/11/2008 Buy 60 $6.93 09/11/2008 Buy 40 $6.93 09/11/2008 Buy 100 $6.93 09/11/2008 Buy 200 $6.90 09/11/2008 Buy 600 $6.945 09/11/2008 Buy 500 $6.945 09/11/2008 Buy 150 $6.945 09/11/2008 Buy 100 $6.945 09/11/2008 Buy 50 $7.00 09/11/2008 Buy 100 $7.00 09/11/2008 Buy 100 $6.72 09/11/2008 Buy 500 $6.719 09/11/2008 Buy 400 $6.778 09/11/2008 Buy 100 $6.786 09/11/2008 Buy 400 $6.84 09/11/2008 Buy 100 $6.846 09/11/2008 Buy 200 $6.846 09/11/2008 Buy 100 $6.90 09/11/2008 Buy 200 $6.90 09/11/2008 Buy 200 $6.90 09/11/2008 Buy 100 $6.90 09/11/2008 Buy 300 $6.904 09/11/2008 Buy 600 $6.904 09/11/2008 Buy 200 $6.904 09/11/2008 Buy 100 $6.904 09/11/2008 Buy 100 $6.958 09/11/2008 Buy 400 $6.958 09/11/2008 Buy 400 $6.964 09/11/2008 Buy 400 $7.00 09/11/2008 Buy 100 $7.00 09/15/2008 Buy 900 $6.046 09/15/2008 Buy 568 $6.086 09/15/2008 Buy 32 $6.046 09/15/2008 Buy 500 $6.136 09/15/2008 Buy 200 $6.168 09/15/2008 Buy 800 $6.236 09/15/2008 Buy 500 $6.324 09/15/2008 Buy 500 $6.386 09/15/2008 Buy 500 $6.47 09/15/2008 Buy 500 $6.562 09/15/2008 Buy 500 $6.562 09/15/2008 Buy 500 $6.576 09/15/2008 Buy 500 $6.576 09/15/2008 Buy 500 $6.616 09/16/2008 Buy 200 $6.60 09/16/2008 Buy 400 $6.66 09/16/2008 Buy 100 $6.648 09/16/2008 Buy 300 $6.708 09/16/2008 Buy 200 $6.825 09/16/2008 Buy 200 $6.63 09/16/2008 Buy 200 $6.698 09/16/2008 Buy 200 $6.78 09/16/2008 Buy 600 $6.861 09/16/2008 Buy 200 $6.87 09/16/2008 Buy 200 $6.94 09/16/2008 Buy 100 $6.84 09/16/2008 Buy 500 $6.562 09/16/2008 Buy 500 $6.576 09/16/2008 Buy 500 $6.576 09/16/2008 Buy 500 $6.616 09/16/2008 Buy 900 $7.20 09/25/2008 Buy 100 $6.40 09/25/2008 Buy 200 $6.38 09/25/2008 Buy 55 $6.36 09/25/2008 Buy 45 $6.40 09/25/2008 Buy 100 $6.37 09/25/2008 Buy 100 $6.31 09/25/2008 Buy 200 $6.10 09/25/2008 Buy 100 $6.139 09/26/2008 Buy 100 $6.25 10/03/2008 Buy 300 $5.71 10/03/2008 Buy 182 $5.71 10/03/2008 Buy 314 $5.65 10/03/2008 Buy 4 $5.65 10/07/2008 Buy 300 $5.55 10/08/2008 Buy 1000 $5.00 10/08/2008 Buy 200 $5.00 10/08/2008 Buy 400 $5.12 10/08/2008 Buy 200 $5.00 10/08/2008 Buy 100 $5.01 10/08/2008 Buy 100 $5.14 10/08/2008 Buy 202 $4.88 10/08/2008 Buy 100 $5.46 10/08/2008 Buy 100 $5.46 10/09/2008 Buy 100 $6.01 10/10/2008 Buy 300 $5.51 10/10/2008 Buy 200 $5.54 10/10/2008 Buy 100 $5.64 10/10/2008 Buy 100 $5.75 10/10/2008 Buy 100 $5.64 10/10/2008 Buy 198 $5.75 10/13/2008 Buy 12 $5.35 10/13/2008 Buy 188 $5.767 10/13/2008 Buy 12 $5.802 10/13/2008 Buy 66 $5.99 10/13/2008 Buy 22 $5.76 10/13/2008 Buy 200 $5.942 10/13/2008 Buy 200 $5.70 10/13/2008 Buy 200 $5.60 10/13/2008 Buy 100 $5.94 10/13/2008 Buy 200 $5.55 10/13/2008 Buy 200 $5.61 10/14/2008 Buy 91 $5.71 10/14/2008 Buy 100 $5.94 10/14/2008 Buy 200 $5.74 10/17/2008 Buy 159 $5.55 10/17/2008 Buy 241 $5.55 10/17/2008 Buy 200 $5.65 10/17/2008 Buy 500 $5.36 10/24/2008 Buy 200 $4.693 10/24/2008 Buy 40 $4.78 10/24/2008 Buy 33 $4.82 10/24/2008 Buy 400 $4.81 10/24/2008 Buy 127 $4.814 10/24/2008 Buy 73 $4.814 10/24/2008 Buy 100 $4.824 10/24/2008 Buy 24 $4.814 10/24/2008 Buy 76 $4.824 10/24/2008 Buy 80 $4.97 10/24/2008 Buy 138 $4.40 10/24/2008 Buy 200 $4.822 10/24/2008 Buy 409 $4.50 10/24/2008 Buy 200 $5.031 10/24/2008 Buy 200 $5.041 10/24/2008 Buy 50 $5.18 10/24/2008 Buy 50 $5.15 10/24/2008 Buy 100 $5.16 10/24/2008 Buy 1000 $4.30 10/24/2008 Buy 1000 $4.30 10/24/2008 Buy 1000 $4.30 10/24/2008 Buy 1000 $4.30 (d) Not Applicable (e) Not Applicable Item 6. Contracts, Arrangements, Understandings, Relationships with Respect to Securities of Issuer Not Applicable. Item 7. Material to Be Filed as Exhibits Not Applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 30, 2008 Signature: /Richard D. Rockwell/ Name/Title: Richard D. Rockwell Individual OMB APPROVAL OMB NUMBER: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response........ 14.5 1 -----END PRIVACY-ENHANCED MESSAGE-----